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CHUNG Hon Lam

鍾漢林
CE ANQ053Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Hon Lam (CE number ANQ053) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLIS Investment Services Limited
德悅投資服務有限公司

Licence Record (4)

2014-07-21 – present Current
LIS Investment Services Limited RO
RA 4
2010-07-07 – 2011-07-31
Sumo Asset Management Limited RO
RA 4 RA 9
2008-05-19 – 2010-05-12
Getta Securities Limited Rep
RA 1 RA 4
2006-07-27 – 2008-02-21
MassMutual Asia Investors Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ053