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LI Po Yi

李寶怡
CE ANP486Licensed IndividualSFO licence active
Official SFC record

LI Po Yi (CE number ANP486) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Services Limited
恒生投資服務有限公司

Licence Record (4)

2020-09-23 – present Current
Hang Seng Investment Services Limited Rep
RA 4
2017-02-21 – 2017-06-23
AXA China Region Investment Services Limited Rep
RA 1
2007-08-07 – 2007-10-13
FT Securities Limited Rep
RA 1 RA 2 RA 5
2006-06-28 – 2007-07-28
DBS Vickers Securities Online (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANP486