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CHOW Chi Kai

周志楷
CE ANP401Licensed IndividualSFO licence active
Official SFC record

CHOW Chi Kai (CE number ANP401) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSeaga International Limited
恒昇證券有限公司

Licence Record (9)

2022-02-09 – present Current
Seaga International Limited Rep
RA 1
2014-10-07 – 2021-11-16
Corporate Brokers Limited Rep
RA 1
2014-10-07 – 2021-11-16
Corporate Commodities Limited Rep
RA 2
2010-04-14 – 2014-09-26
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 3
2010-04-14 – 2014-09-26
Tung Shing Futures (Brokers) Limited Rep
RA 2
2008-06-30 – 2010-04-08
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2008-05-06 – 2010-04-08
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2007-06-20 – 2008-04-14
Celestial Securities Limited Rep
RA 1
2006-08-28 – 2007-06-06
New Region Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANP401