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WAN Ka Nin, Kenneth

溫嘉年
CE ANN397Licensed IndividualResponsible OfficerSFO licence active

WAN Ka Nin, Kenneth (CE number ANN397) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerHua Liang Asset Management Limited
華量資產管理有限公司
Responsible OfficerHua Liang Securities Limited
華量證券有限公司
RepresentativeHua Liang Capital Limited
華量資本有限公司

Licence Record (6)

2020-05-26 – present Current
2019-06-03 – present Current
2019-06-03 – present Current
2011-01-26 – 2017-05-25