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WONG Ho Tat

黃浩達
CE ANN280Licensed IndividualSFO licence active
Official SFC record

WONG Ho Tat (CE number ANN280) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGlobal Investment Advisors Limited
寰宇投資顧問有限公司

Licence Record (4)

2013-12-12 – present Current
Global Investment Advisors Limited Rep
RA 1 RA 4
2013-06-06 – 2013-06-08
Elite Financial Services Limited Rep
RA 4
2009-08-17 – 2012-10-01
IAM Legacy Limited Rep
RA 4
2006-08-11 – 2009-07-21
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANN280