Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN Yau Wai

陳又維
CE ANN113Licensed IndividualSFO licence active
Official SFC record

CHAN Yau Wai (CE number ANN113) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFunderstone Futures Limited
RepresentativeFunderstone Securities Limited

Licence Record (6)

2024-02-26 – present Current
Funderstone Securities Limited Rep
RA 1
2024-02-26 – present Current
Funderstone Futures Limited Rep
RA 2
2011-01-17 – 2023-01-17
Corporate Commodities Limited Rep
RA 2
2009-09-10 – 2023-01-17
Corporate Brokers Limited Rep
RA 1
2007-09-17 – 2009-01-30
Sinomax Securities Limited Rep
RA 1
2006-07-17 – 2009-08-21
Emperor International Exchange (Hong Kong) Company Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANN113