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LAU Sze Chin

劉思戩
CE ANM255Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Sze Chin (CE number ANM255) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWest Bull Securities Limited
西牛證券有限公司

Licence Record (9)

2021-09-23 – present Current
West Bull Securities Limited RO
RA 1 RA 4
2019-08-09 – 2021-09-23
West Bull Securities Limited Rep
RA 1
2019-01-08 – 2019-07-30
Fulbright Securities Limited Rep
RA 1
2014-11-05 – 2018-11-23
Celestial Securities Limited Rep
RA 1
2012-07-27 – 2014-09-20
Quest Stockbrokers (HK) Limited RO
RA 1
2012-01-03 – 2012-07-27
Quest Stockbrokers (HK) Limited Rep
RA 1
2008-04-30 – 2010-06-02
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2008-04-30 – 2010-06-02
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2006-06-08 – 2011-12-19
Tung Shing Securities (Brokers) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANM255