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CHUNG Man Him, James

鍾文謙
CE ANK917Licensed IndividualSFO licence active
Official SFC record

CHUNG Man Him, James (CE number ANK917) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSurich Asset Management Limited
順裕資產管理有限公司

Licence Record (10)

2024-11-04 – present Current
Surich Asset Management Limited Rep
RA 4 RA 9
2023-08-28 – 2024-08-29
Winbull Securities International (Hong Kong) Limited Rep
RA 1 RA 4
2020-10-20 – 2021-06-24
Great Bay Securities Limited Rep
RA 1 RA 4
2019-05-16 – 2020-10-01
Bucephalus Research Partnership Limited RO
RA 4
2017-01-19 – 2023-08-14
Wealth Link Securities Limited RO
RA 1 RA 4
2016-07-21 – 2023-08-15
Wealth Link Securities Limited Rep
RA 1 RA 4
2013-10-15 – 2016-07-11
OCBC Futures Investment (Hong Kong) Limited Rep
RA 2
2008-01-24 – 2016-07-11
OCBC Securities Brokerage (Hong Kong) Limited Rep
RA 1
2007-05-22 – 2007-12-20
Emperor Securities Limited Rep
RA 1
2006-06-26 – 2007-12-20
Emperor International Exchange (Hong Kong) Company Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANK917