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JENN Marc Steven

CE ANG294Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JENN Marc Steven (CE number ANG294) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (4)

2017-12-05 – present Current
Daiwa Capital Markets Hong Kong Limited RO
RA 1
2010-11-20 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2
2008-11-27 – 2013-11-13
Daiwa Capital Markets Trading Hong Kong Limited Rep
RA 1
2006-03-28 – 2010-11-20
KBC Financial Products Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANG294