TOM Edward

譚子平

CE ANF158Licensed IndividualResponsible OfficerSFO licence active

TOM Edward (CE number ANF158) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 5 Advising on Futures Contracts

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
Representative	Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)

Licence Record (9)

2024-02-20 – present Current

Invesco Hong Kong Limited (trading as Invesco Asia Pacific) RO

RA 1

2023-10-13 – present Current

Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep

RA 1 RA 2 RA 9

2022-04-29 – 2023-09-15

BNP Paribas Securities (Asia) Limited Rep

RA 1 RA 2

2017-03-13 – 2021-06-07

J.P. Morgan Broking (Hong Kong) Limited Rep

RA 2 RA 5

2007-03-30 – 2014-06-19

Goldman Sachs (Asia) L.L.C. Rep

RA 1 RA 7

2007-03-30 – 2014-06-19

Goldman Sachs (Asia) Securities Limited Rep

RA 1

2007-03-30 – 2014-06-19

Goldman Sachs Futures (Asia) Limited Rep

RA 2

2006-03-22 – 2007-02-23

Citigroup Global Markets Asia Limited Rep

RA 1

2006-03-22 – 2007-02-23

Citigroup Global Markets Hong Kong Futures and Securities Limited Rep

RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANF158