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LU Kwai Ching

呂桂貞
CE ANE696Licensed IndividualSFO licence active
Official SFC record

LU Kwai Ching (CE number ANE696) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-16. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited

Licence Record (1)

2006-03-16 – present Current
UBS Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANE696