KWOK Wing Lun

郭詠麟

CE AND706Licensed IndividualResponsible OfficerSFO licence active

KWOK Wing Lun (CE number AND706) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司
Responsible Officer	WRise Prestige Securities Limited 昇世匯盈證券有限公司

Licence Record (15)

2023-03-27 – present Current

WRise Prestige Securities Limited RO

RA 1

2023-03-27 – present Current

WRise Prestige Asset Management Limited RO

RA 4 RA 9

2021-08-06 – 2022-10-31

VSTH Capital Global Asset Management Limited RO

RA 4 RA 9

2021-07-23 – 2021-08-06

VSTH Capital Global Asset Management Limited Rep

RA 9

2020-07-21 – 2021-07-20

Apogee Partners Limited RO

RA 9

2020-06-11 – 2020-07-21

Apogee Partners Limited Rep

RA 9

2019-02-13 – 2020-05-01

Fuda Capital Limited RO

RA 4 RA 9

2018-02-07 – 2019-01-31

Runlin Asset Management Limited RO

RA 9

2017-01-05 – 2017-08-28

SFG Fund Limited RO

RA 9

2016-08-19 – 2017-08-28

SFGHK Limited RO

RA 1 RA 4

2013-08-15 – 2016-08-17

Mason Securities Limited Rep

RA 1

2013-08-15 – 2016-08-17

Duncan Futures Limited Rep

RA 2

2009-09-09 – 2011-09-01

Celestial Commodities Limited Rep

RA 2

2009-07-23 – 2011-09-01

Celestial Securities Limited Rep

RA 1

2006-03-09 – 2006-04-14

oOo Securities (HK) Group Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AND706