Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Shing Lok, Raymond

劉承洛
CE AND553Licensed IndividualSFO licence active
Official SFC record

LAU Shing Lok, Raymond (CE number AND553) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHua Liang Asset Management Limited
華量資產管理有限公司
RepresentativeHua Liang Securities Limited
華量證券有限公司

Licence Record (4)

2022-10-07 – present Current
Hua Liang Securities Limited Rep
RA 1 RA 4
2022-10-07 – present Current
Hua Liang Asset Management Limited Rep
RA 9
2021-03-12 – 2022-08-31
Amto Capital Management Limited Rep
RA 9
2006-03-01 – 2006-06-01
Network Financial Services Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AND553