CHAN Mei Shan

陳美珊

CE ANC021Licensed IndividualResponsible OfficerSFO licence active

CHAN Mei Shan (CE number ANC021) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	IMC Asia Pacific Limited

Licence Record (11)

2020-10-08 – present Current

IMC Asia Pacific Limited RO

RA 1 RA 2

2020-08-18 – 2020-10-08

IMC Asia Pacific Limited Rep

RA 1 RA 2

2019-10-29 – 2020-07-18

Tibra Trading Hong Kong Limited RO

RA 1 RA 2

2016-08-15 – 2019-08-10

BOCOM Schroder Asset Management (Hong Kong) Company Limited RO

RA 1 RA 4 RA 9

2016-06-27 – 2016-12-19

BOCOM Schroder Asset Management (Hong Kong) Company Limited Rep

RA 1 RA 4 RA 9

2014-12-15 – 2016-06-17

Basic Asset Management Limited RO

RA 9

2014-12-10 – 2014-12-15

Basic Asset Management Limited Rep

RA 9

2014-04-10 – 2014-07-31

Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) RO

RA 1 RA 4 RA 9

2014-04-10 – 2014-07-31

Legg Mason Asset Management Hong Kong Limited RO

RA 9

2006-02-22 – 2014-07-31

Legg Mason Asset Management Hong Kong Limited Rep

RA 1 RA 4 RA 5 RA 9

2006-02-22 – 2014-04-10

Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) Rep

RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANC021