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CHAN Cherk Him, Simon

陳卓謙
CE ANB798Licensed IndividualSFO licence active
Official SFC record

CHAN Cherk Him, Simon (CE number ANB798) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (6)

2012-08-02 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2012-08-02 – present Current
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2012-06-14 – 2012-07-01
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2
2009-09-29 – 2012-08-01
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2 RA 3
2007-06-21 – 2007-11-15
KGI Futures (Hong Kong) Limited Rep
RA 2
2006-02-23 – 2007-11-15
KGI Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANB798