SO Pui Fung

蘇沛豐

CE AMY275Licensed IndividualResponsible OfficerSFO licence active

SO Pui Fung (CE number AMY275) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司
Representative	Goldhorse Securities Limited 金馬證券有限公司

Licence Record (10)

2025-12-11 – present Current

Goldhorse Securities Limited Rep

RA 1 RA 4

2024-09-09 – present Current

Goldhorse Capital Management (HK) Limited RO

RA 1 RA 4

2024-03-28 – 2024-09-09

Goldhorse Capital Management (HK) Limited Rep

RA 1 RA 4

2021-12-29 – 2023-02-01

CMB International Global Markets Limited Rep

RA 1

2021-12-29 – 2023-02-01

CMB International Global Markets Limited RO

RA 4

2016-09-28 – 2022-05-05

CMB International Securities Limited RO

RA 4

2013-12-13 – 2023-11-27

CMB International Securities Limited Rep

RA 1 RA 4

2010-06-01 – 2013-12-01

Everbright Securities Investment Services (HK) Limited Rep

RA 4

2008-01-23 – 2010-05-25

Lion Global Financial Limited Rep

RA 1 RA 4 RA 9

2006-02-06 – 2006-06-19

OnePlatform Asset Management Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMY275