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CHUNG Kwok Kuen

鍾國權
CE AMX446Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Kwok Kuen (CE number AMX446) is an individual licensed by the Hong Kong SFC. First licensed on 2006-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerIPP Financial Advisers Limited
盈加理財顧問有限公司

Licence Record (1)

2006-12-21 – present Current
IPP Financial Advisers Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMX446