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LAW Sung Fai, Poly

羅松輝
CE AMX363Licensed IndividualSFO licence active
Official SFC record

LAW Sung Fai, Poly (CE number AMX363) is an individual licensed by the Hong Kong SFC. First licensed on 2006-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeEmperor Futures Limited
英皇期貨有限公司
RepresentativeEmperor Securities Limited
英皇證券有限公司

Licence Record (5)

2010-08-10 – present Current
Emperor Securities Limited Rep
RA 1
2010-08-10 – present Current
Emperor Futures Limited Rep
RA 2
2008-02-14 – 2010-04-22
President Securities (Hong Kong) Limited Rep
RA 1
2007-08-10 – 2008-02-01
CSC Securities (HK) Limited Rep
RA 1
2006-01-13 – 2006-06-30
Open Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMX363