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SHUM Siu Man

岑少文
CE AMW642Licensed IndividualSFO licence active
Official SFC record

SHUM Siu Man (CE number AMW642) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeSouth China Commodities Limited
南華期貨有限公司
RepresentativeSouth China Securities Limited
南華證券投資有限公司

Licence Record (6)

2011-11-11 – present Current
South China Securities Limited Rep
RA 1
2011-11-11 – present Current
South China Commodities Limited Rep
RA 2
2008-07-30 – 2011-09-30
RHB Securities Hong Kong Limited Rep
RA 1
2008-07-30 – 2011-09-30
RHB Futures Hong Kong Limited Rep
RA 2
2006-02-02 – 2008-04-01
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2006-02-02 – 2008-04-01
CES International Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMW642