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KIM Byung Ha

金炳夏
CE AMV363Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KIM Byung Ha (CE number AMV363) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMirae Asset Capital (China) Limited
未來資產資本(中國)有限公司
Responsible OfficerMirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司

Licence Record (2)

2012-11-29 – present Current
Mirae Asset Capital (China) Limited RO
RA 1 RA 4 RA 9
2006-05-15 – present Current
Mirae Asset Global Investments (Hong Kong) Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMV363