Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YAU Shing Yam, Angela

邱聖音
CE AMS539Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Shing Yam, Angela (CE number AMS539) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerAnuenue Advisors Limited
鉅亨顧問有限公司
Responsible OfficerAnuenue Capital International Limited
鉅亨資本國際有限公司
Responsible OfficerAnuenue Securities Limited
鉅亨證券有限公司

Licence Record (16)

2018-11-20 – present Current
Anuenue Advisors Limited RO
RA 4 RA 9
2018-08-31 – present Current
Anuenue Capital International Limited RO
RA 4 RA 6
2016-05-05 – present Current
Anuenue Securities Limited RO
RA 1 RA 4 RA 6
2016-01-05 – 2016-05-05
Anuenue Securities Limited Rep
RA 1 RA 6
2014-09-16 – 2015-08-29
South China Securities Limited RO
RA 1
2014-09-16 – 2015-08-29
South China Commodities Limited RO
RA 2
2014-09-16 – 2015-08-29
South China Capital Limited RO
RA 6
2014-07-24 – 2014-09-16
South China Securities Limited Rep
RA 1
2014-07-24 – 2014-09-16
South China Commodities Limited Rep
RA 2
2014-07-24 – 2014-09-16
South China Capital Limited Rep
RA 6
2011-10-06 – 2014-05-17
MIB Securities (Hong Kong) Limited RO
RA 1 RA 6
2011-10-06 – 2014-05-17
MIB Futures (Hong Kong) Limited RO
RA 2
2008-08-21 – 2011-06-30
Mason Securities Limited RO
RA 1
2008-08-21 – 2011-06-30
Duncan Futures Limited RO
RA 2
2005-11-17 – 2011-06-30
Mason Securities Limited Rep
RA 1 RA 6
2005-11-17 – 2008-08-21
Duncan Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMS539