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WOO Siu Ki

胡紹基
CE AMR980Licensed IndividualSFO licence active
Official SFC record

WOO Siu Ki (CE number AMR980) is an individual licensed by the Hong Kong SFC. First licensed on 2005-12-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeiFAST Global Markets (HK) Limited
奕豐環球市場(香港)有限公司

Licence Record (6)

2019-06-05 – present Current
iFAST Global Markets (HK) Limited Rep
RA 1 RA 4
2019-06-05 – 2021-04-30
iFAST Securities (HK) Limited Rep
RA 1
2019-06-05 – 2020-02-12
iFAST Financial (HK) Limited Rep
RA 1 RA 4
2007-05-04 – 2018-01-17
IPP Financial Advisers Limited Rep
RA 1 RA 4
2006-07-14 – 2007-04-30
China International Capital Limited Rep
RA 4
2005-12-22 – 2006-01-20
Sun Life Hong Kong Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMR980