Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSE Him Wai, Kenneth

謝謙偉
CE AMQ685Licensed IndividualSFO licence active
Official SFC record

TSE Him Wai, Kenneth (CE number AMQ685) is an individual licensed by the Hong Kong SFC. First licensed on 2005-10-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFulbright Futures Limited
富昌期貨有限公司
RepresentativeFulbright Securities Limited
富昌證券有限公司

Licence Record (7)

2021-08-26 – present Current
Fulbright Securities Limited Rep
RA 1
2021-08-26 – present Current
Fulbright Futures Limited Rep
RA 2
2017-10-03 – 2021-05-10
KGI Asia Limited Rep
RA 1
2012-03-19 – 2017-10-02
KGI Asia Limited Rep
RA 1
2012-03-19 – 2021-05-10
KGI Futures (Hong Kong) Limited Rep
RA 2
2005-10-28 – 2012-03-11
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2005-10-28 – 2012-03-11
Phillip Commodities (HK) Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMQ685