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NG Chi Ling

吳芷玲
CE AMP600Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Chi Ling (CE number AMP600) is an individual licensed by the Hong Kong SFC. First licensed on 2005-10-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInteractive Brokers Hong Kong Limited
盈透證券香港有限公司

Licence Record (3)

2015-03-26 – present Current
Interactive Brokers Hong Kong Limited RO
RA 1 RA 2 RA 3
2010-09-10 – 2016-12-31
Interactive Brokers LLC RO
RA 1 RA 2 RA 3
2005-10-28 – 2010-09-10
Interactive Brokers LLC Rep
RA 1 RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMP600