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SO Sai Hung

蘇世雄
CE AMP373Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SO Sai Hung (CE number AMP373) is an individual licensed by the Hong Kong SFC. First licensed on 2006-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerEnlighten Securities Limited
名匯證券有限公司
RepresentativeEnlighten Futures Limited
名匯期貨有限公司

Licence Record (6)

2021-06-28 – present Current
Enlighten Securities Limited RO
RA 1
2007-05-17 – present Current
Enlighten Futures Limited Rep
RA 2
2010-02-05 – 2014-01-30
Arta Asset Management Limited Rep
RA 9
2007-04-18 – 2021-06-28
Enlighten Securities Limited Rep
RA 1
2006-05-15 – 2007-04-04
Cinda International Securities Limited Rep
RA 1
2006-01-03 – 2007-04-04
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMP373