Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

JIANG Laurie Lan

CE AMO539Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JIANG Laurie Lan (CE number AMO539) is an individual licensed by the Hong Kong SFC. First licensed on 2005-10-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDarkhorse Wealth Management Limited
黑馬財富管理有限公司

Licence Record (10)

2025-12-03 – present Current
Darkhorse Wealth Management Limited RO
RA 1 RA 4 RA 9
2018-03-08 – 2023-03-08
CMB International Global Markets Limited RO
RA 1 RA 4
2017-07-28 – 2023-03-08
CMB International Securities Limited RO
RA 1 RA 4
2017-05-12 – 2017-07-28
CMB International Securities Limited Rep
RA 1 RA 4
2011-10-27 – 2017-02-23
ICBC International Securities Limited RO
RA 1
2011-08-26 – 2017-02-23
ICBC International Securities Limited Rep
RA 1 RA 2 RA 4
2011-08-26 – 2017-02-23
ICBC International Futures Limited Rep
RA 2
2008-04-23 – 2011-05-06
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 4
2006-05-11 – 2008-04-10
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1
2005-10-14 – 2008-04-10
Credit Suisse (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMO539