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TAM Lik Wai, Aleck

譚力維
CE AMM346Licensed IndividualSFO licence active
Official SFC record

TAM Lik Wai, Aleck (CE number AMM346) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZMF Asset Management Limited
中募金融資管有限公司

Licence Record (7)

2016-12-06 – 2020-03-06
ABCI Securities Company Limited Rep
RA 1 RA 4
2011-05-16 – 2016-09-21
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2
2010-11-24 – 2011-04-07
ICBC International Securities Limited Rep
RA 1
2010-11-24 – 2011-04-07
ICBC International Futures Limited Rep
RA 2
2005-12-01 – 2010-11-18
KGI Asia Limited Rep
RA 1
2005-12-01 – 2010-11-18
KGI Futures (Hong Kong) Limited Rep
RA 2
2005-09-20 – 2005-11-16
Karl Thomson Investment Consultants Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMM346