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AU Wing Ki, Astor

區詠琪
CE AML953Licensed IndividualSFO licence active
Official SFC record

AU Wing Ki, Astor (CE number AML953) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeVision Finance Asset Management Limited
睿智金融資產管理有限公司
RepresentativeVision Finance International Company Limited
睿智金融國際有限公司

Licence Record (4)

2008-12-17 – present Current
Vision Finance Asset Management Limited Rep
RA 4
2008-01-02 – present Current
Vision Finance International Company Limited Rep
RA 1 RA 6
2006-07-27 – 2007-12-31
Vision Finance (Capital) Limited Rep
RA 6
2005-11-01 – 2006-04-25
Partners Capital International Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AML953