HSIAO Ka Li

蕭嘉莉

CE AML187Licensed IndividualResponsible OfficerSFO licence active

HSIAO Ka Li (CE number AML187) is an individual licensed by the Hong Kong SFC. First licensed on 2005-10-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Central China International Securities Co., Limited 中州國際證券有限公司

Licence Record (12)

2024-06-28 – present Current

Central China International Securities Co., Limited RO

RA 1 RA 4

2024-01-02 – 2024-02-26

JMC Capital HK Limited RO

RA 1 RA 4

2024-01-02 – 2024-02-26

JMC Capital International Limited RO

RA 1 RA 4

2023-09-04 – 2024-02-26

JMC Capital HK Limited Rep

RA 1 RA 4 RA 9

2023-09-04 – 2024-02-26

JMC Capital International Limited Rep

RA 1 RA 2 RA 4 RA 5

2022-06-06 – 2024-06-28

Central China International Securities Co., Limited Rep

RA 1 RA 4

2016-01-21 – 2022-04-29

CCB International Securities Limited Rep

RA 1 RA 4

2014-12-16 – 2016-01-09

China Galaxy International Securities (Hong Kong) Co., Limited Rep

RA 1

2014-12-16 – 2016-01-09

China Galaxy International Futures (Hong Kong) Co., Limited Rep

RA 2

2008-01-28 – 2014-12-01

CITIC Securities Futures (HK) Limited Rep

RA 2

2007-12-04 – 2014-12-01

CITIC Securities Brokerage (HK) Limited Rep

RA 1

2005-10-20 – 2007-08-01

OnePlatform Asset Management Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AML187