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WANG Sheng

王晟
CE AMI809Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Sheng (CE number AMI809) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (4)

2022-10-24 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1 RA 6
2015-12-21 – 2022-07-13
China International Capital Corporation Hong Kong Securities Limited RO
RA 1 RA 6
2008-11-13 – 2017-07-17
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 6
2005-08-16 – 2008-10-16
China International Capital Corporation (International) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMI809