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WONG Lan, Marco

黃瀾
CE AMI407Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Lan, Marco (CE number AMI407) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerABCI Capital Limited
農銀國際融資有限公司

Licence Record (5)

2013-11-06 – present Current
ABCI Capital Limited RO
RA 1 RA 6
2011-04-04 – 2013-11-06
ABCI Capital Limited Rep
RA 1 RA 6
2009-10-22 – 2011-03-24
ABCI Securities Company Limited Rep
RA 1 RA 6
2006-06-14 – 2009-10-13
Shang International Finance Limited Rep
RA 1 RA 4 RA 6
2005-09-23 – 2006-06-09
Baron Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMI407