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CHAN Man Ki, Matthew

陳文基
CE AMF519Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Man Ki, Matthew (CE number AMF519) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (5)

2019-04-30 – present Current
CITIC Securities Brokerage (HK) Limited RO
RA 1 RA 4
2018-05-14 – present Current
CITIC Securities Futures (HK) Limited Rep
RA 2
2018-05-14 – 2019-04-30
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2006-03-06 – 2014-03-01
Pegasus Fund Managers Limited Rep
RA 1 RA 4 RA 9
2005-08-24 – 2006-02-21
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMF519