NG Chun Wai

吳俊威

CE AMF277Licensed IndividualSFO licence active

NG Chun Wai (CE number AMF277) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Millennium Capital Management (Hong Kong) Limited

Licence Record (13)

2025-08-22 – present Current

Millennium Capital Management (Hong Kong) Limited Rep

RA 9

2024-10-09 – 2025-04-14

UBS Securities Asia Limited RO

RA 1 RA 2

2024-10-09 – 2025-04-14

UBS Securities Hong Kong Limited RO

RA 1 RA 2

2023-12-14 – 2024-10-09

UBS Securities Hong Kong Limited Rep

RA 1 RA 2

2017-11-15 – 2023-12-03

Credit Suisse (Hong Kong) Limited RO

RA 1 RA 2 RA 4 RA 5

2017-11-15 – 2023-12-03

Credit Suisse Securities (Hong Kong) Limited RO

RA 1 RA 4

2010-11-02 – 2017-11-15

Credit Suisse Securities (Hong Kong) Limited Rep

RA 1

2009-08-18 – 2017-11-15

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 2 RA 7

2007-06-07 – 2024-10-09

UBS Securities Asia Limited Rep

RA 1 RA 2

2007-06-07 – 2009-07-10

UBS Securities Hong Kong Limited Rep

RA 1

2007-06-07 – 2009-07-10

UBS Derivatives Hong Kong Limited Rep

RA 2

2005-07-13 – 2007-05-10

Goldman Sachs (Asia) L.L.C. Rep

RA 1

2005-07-13 – 2007-05-10

Goldman Sachs Futures (Asia) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMF277