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ZHANG Hao

張浩
CE AMF137Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Hao (CE number AMF137) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCTI Capital Hong Kong Limited
中信信惠國際資本(香港)有限公司
RepresentativeCTI Capital Hong Kong Limited
中信信惠國際資本(香港)有限公司

Licence Record (4)

2015-06-05 – present Current
CTI Capital Hong Kong Limited RO
RA 1 RA 4
2015-02-03 – present Current
CTI Capital Hong Kong Limited Rep
RA 4 RA 9
2014-11-06 – 2015-01-19
CTI Capital Management Limited Rep
RA 4 RA 9
2005-07-06 – 2008-05-30
Bear Stearns Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMF137