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KONG Ki Fung

江琦峰
CE AMF054Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KONG Ki Fung (CE number AMF054) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerShanxi Securities International Futures Limited
山證國際期貨有限公司
Responsible OfficerShanxi Securities International Limited
山證國際證券有限公司

Licence Record (17)

2018-02-08 – present Current
Shanxi Securities International Limited RO
RA 1
2018-02-08 – present Current
Shanxi Securities International Futures Limited RO
RA 2
2016-12-19 – 2018-02-08
Shanxi Securities International Futures Limited Rep
RA 2
2015-07-03 – 2018-02-08
Shanxi Securities International Limited Rep
RA 1
2015-03-26 – 2017-03-31
Shanxi Securities International Financial Holdings Limited Rep
RA 2
2014-03-12 – 2014-09-28
HSBC Broking Securities (Asia) Limited Rep
RA 1
2014-03-12 – 2014-09-28
HSBC Broking Futures (Asia) Limited Rep
RA 2
2012-10-05 – 2014-03-03
Grand Cathay Securities (Hong Kong) Limited Rep
RA 1
2010-02-17 – 2014-03-03
KGI Asia Limited Rep
RA 1
2009-12-14 – 2014-03-03
KGI Wealth Management Limited Rep
RA 1 RA 4
2009-06-18 – 2009-08-31
Fuh Hwa SITE Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2007-12-03 – 2008-05-17
Mirae Asset Wealth Management (HK) Limited Rep
RA 1
2007-06-18 – 2007-11-23
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2007-06-18 – 2007-11-23
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2007-06-18 – 2007-11-23
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2005-10-31 – 2007-06-09
Haitong International Futures Limited Rep
RA 2
2005-07-08 – 2007-06-09
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMF054