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HUI Chi Sum

許志深
CE AME974Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUI Chi Sum (CE number AME974) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWilson Securities Limited
滙生證券有限公司

Licence Record (8)

2019-02-01 – present Current
Wilson Securities Limited RO
RA 1 RA 4
2018-12-24 – 2019-02-01
Wilson Securities Limited Rep
RA 1 RA 4
2016-12-01 – 2018-06-30
China Jianxin Financial Services Limited RO
RA 1 RA 4
2016-10-12 – 2016-12-01
China Jianxin Financial Services Limited Rep
RA 1
2014-10-28 – 2016-09-30
Vast Harbour Securities Limited RO
RA 1
2011-04-21 – 2014-10-28
Vast Harbour Securities Limited Rep
RA 1
2007-09-17 – 2009-06-23
Emperor Securities Limited Rep
RA 1
2005-08-02 – 2011-04-15
Tse's Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AME974