Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAM Tsan Fai, Fergus

林贊輝
CE AMD162Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Tsan Fai, Fergus (CE number AMD162) is an individual licensed by the Hong Kong SFC. First licensed on 2022-12-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGoldstream Capital Management Limited
金涌資本管理有限公司
Responsible OfficerGoldstream Securities Limited
金涌証券有限公司

Licence Record (2)

2022-12-06 – present Current
Goldstream Securities Limited RO
RA 1
2022-12-06 – present Current
Goldstream Capital Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMD162