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TAN Choon Ming

陳俊銘
CE AMA932Licensed IndividualSFO licence active
Official SFC record

TAN Choon Ming (CE number AMA932) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-31. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 10 (Credit rating).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeS&P Global Ratings Hong Kong Limited

Licence Record (6)

2019-09-23 – present Current
S&P Global Ratings Hong Kong Limited Rep
RA 10
2018-03-27 – 2019-07-04
BNP Paribas Securities (Asia) Limited Rep
RA 4
2012-04-18 – 2014-12-31
Jefferies Hong Kong Limited Rep
RA 4
2010-08-10 – 2012-03-24
Yuanta Securities (Hong Kong) Company Limited RO
RA 4
2009-02-26 – 2010-08-10
Yuanta Securities (Hong Kong) Company Limited Rep
RA 4
2005-05-31 – 2005-11-12
HSBC Securities (Asia) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMA932