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NG Tsz Ming

吳子明
CE ALZ922Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Tsz Ming (CE number ALZ922) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerYunfeng Financial Markets Limited
雲鋒金融市場有限公司
RepresentativeYunfeng Asset Management Limited
雲鋒資產管理有限公司
RepresentativeYunfeng Financial Markets Limited
雲鋒金融市場有限公司
RepresentativeYunfeng Securities Limited
雲鋒證券有限公司

Licence Record (9)

2025-03-03 – present Current
Yunfeng Financial Markets Limited Rep
RA 4
2025-03-03 – present Current
Yunfeng Financial Markets Limited RO
RA 1
2023-11-10 – present Current
Yunfeng Asset Management Limited Rep
RA 9
2023-04-28 – present Current
Yunfeng Securities Limited Rep
RA 1 RA 4
2023-11-29 – 2024-06-05
Yunfeng Securities Limited RO
RA 1
2014-05-13 – 2021-02-19
Bright Fund Management Limited Rep
RA 9
2013-02-26 – 2023-02-28
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2007-02-01 – 2013-02-04
Lion Global Financial Limited Rep
RA 1 RA 4 RA 9
2005-07-13 – 2006-11-20
BMI Funds Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALZ922