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WALKER Alexander David James

CE ALZ865Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WALKER Alexander David James (CE number ALZ865) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOdyssey Asset Management Limited (trading as CapConnectAsia)

Licence Record (4)

2017-09-08 – present Current
Odyssey Asset Management Limited (trading as CapConnectAsia) RO
RA 1 RA 4 RA 9
2016-11-10 – 2017-08-29
Major Domus Limited Rep
RA 4 RA 9
2014-10-22 – 2016-08-31
Swiss-Asia Asset Management (HK) Limited Rep
RA 4 RA 9
2005-07-20 – 2014-07-23
Belvest Investment Services Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALZ865