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YIP Ka Man Carmen

葉嘉敏
CE ALZ802Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

YIP Ka Man Carmen (CE number ALZ802) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFB Securities (Hong Kong) Limited
富銀證券(香港)有限公司
Executive OfficerFubon Bank (Hong Kong) Limited
富邦銀行(香港)有限公司

Licence Record (2)

2012-01-03 – present Current
FB Securities (Hong Kong) Limited RO
RA 1 RA 4
2012-07-18 – 2014-06-13
Fubon Fund Management (Hong Kong) Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALZ802