Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

AU Chi On, Paul

區子安
CE ALZ783Licensed IndividualSFO licence active
Official SFC record

AU Chi On, Paul (CE number ALZ783) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMouette Securities Company Limited
海盈證券有限公司

Licence Record (3)

2020-11-05 – present Current
Mouette Securities Company Limited Rep
RA 1 RA 4
2011-10-14 – 2012-06-23
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 4
2010-05-24 – 2010-08-16
China Earthcare Capital Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALZ783