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YIN Hao Chi, Alec

殷浩杰
CE ALZ060Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIN Hao Chi, Alec (CE number ALZ060) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCMB International Global Markets Limited
招銀國際環球市場有限公司
Responsible OfficerCMB International Securities Limited
招銀國際證券有限公司
RepresentativeCMB International Futures Limited
招銀國際期貨有限公司

Licence Record (7)

2023-03-15 – present Current
CMB International Securities Limited RO
RA 1 RA 4
2022-09-29 – present Current
CMB International Futures Limited Rep
RA 2
2022-09-29 – present Current
CMB International Global Markets Limited RO
RA 1 RA 4
2021-09-17 – 2022-09-29
CMB International Global Markets Limited Rep
RA 1
2019-02-19 – 2023-03-15
CMB International Securities Limited Rep
RA 1 RA 4
2011-11-09 – 2014-11-07
SG Securities (HK) Limited Rep
RA 1
2005-05-11 – 2011-07-18
Citigroup Global Markets Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALZ060