LIU Shih-Chi

劉世祺

CE ALY687Licensed IndividualResponsible OfficerSFO licence active

LIU Shih-Chi (CE number ALY687) is an individual licensed by the Hong Kong SFC. First licensed on 2005-04-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司

Licence Record (13)

2019-12-05 – present Current

Luk Fook Asset Management (HK) Limited RO

RA 4 RA 9

2019-12-05 – 2024-01-15

Luk Fook Securities (HK) Limited RO

RA 4

2019-11-20 – 2024-01-15

Luk Fook Securities (HK) Limited Rep

RA 1 RA 4

2019-11-20 – 2019-12-05

Luk Fook Asset Management (HK) Limited Rep

RA 9

2018-07-03 – 2019-10-31

Golden K2 Securities Limited Rep

RA 1

2017-03-09 – 2019-10-31

Maxcess Capital Limited RO

RA 4 RA 9

2017-02-16 – 2017-03-09

Maxcess Capital Limited Rep

RA 4 RA 9

2016-07-13 – 2017-01-31

BOA Global Asset Management Limited RO

RA 4 RA 9

2014-05-02 – 2015-07-03

Changjiang Asset Management (HK) Limited Rep

RA 4 RA 9

2010-08-19 – 2011-02-18

Grand Cathay Securities (Hong Kong) Limited Rep

RA 1

2008-06-19 – 2010-06-19

KGI Wealth Management Limited Rep

RA 1

2007-10-04 – 2008-03-19

SinoPac Securities (Asia) Limited RO

RA 1

2005-04-28 – 2007-10-04

SinoPac Securities (Asia) Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALY687