KWOK Man Yu

郭敏瑜

CE ALY348Licensed IndividualResponsible OfficerSFO licence active

KWOK Man Yu (CE number ALY348) is an individual licensed by the Hong Kong SFC. First licensed on 2005-04-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	HAI Cloud Exchange (HK) Limited 海雲匯(香港)有限公司

Licence Record (13)

2018-08-16 – present Current

HAI Cloud Exchange (HK) Limited RO

RA 1 RA 3 RA 4

2016-07-11 – 2017-04-07

HGNH International Securities Co., Limited Rep

RA 1

2016-07-11 – 2017-04-07

HGNH International Futures Co., Limited Rep

RA 2

2016-03-31 – 2017-04-07

HGNH International Forex Co., Limited RO

RA 3

2014-10-21 – 2016-02-25

Swissquote Asia Limited RO

RA 3

2014-08-14 – 2014-10-21

Swissquote Asia Limited Rep

RA 3

2014-01-30 – 2014-06-30

Saxo Capital Markets HK Limited RO

RA 3

2013-08-23 – 2014-06-30

Saxo Capital Markets HK Limited Rep

RA 1 RA 2 RA 3

2011-02-25 – 2011-10-10

Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) RO

RA 3

2009-08-24 – 2011-02-25

Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) Rep

RA 3

2007-01-29 – 2007-04-30

MF Global Foreign Exchange HK Limited Rep

RA 3

2005-08-25 – 2008-11-30

CMC Markets Asia Limited Rep

RA 3

2005-04-23 – 2005-08-15

Cinda International Investment Management Limited Rep

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALY348