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CHAN Sheung Yan, Andrew

陳上仁
CE ALY156Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Sheung Yan, Andrew (CE number ALY156) is an individual licensed by the Hong Kong SFC. First licensed on 2005-04-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerZMF Asset Management Limited
中募金融資管有限公司

Licence Record (9)

2021-03-04 – present Current
ZMF Asset Management Limited RO
RA 1 RA 4 RA 9
2020-12-24 – 2024-07-02
ZMF Asset Management Limited Rep
RA 1 RA 9
2015-03-17 – 2020-12-18
China Industrial Securities International Capital Limited Rep
RA 1 RA 6
2010-06-15 – 2015-03-01
SinoPac Securities (Asia) Limited Rep
RA 1 RA 2 RA 4 RA 9
2010-06-15 – 2014-03-31
SinoPac Futures (Asia) Limited Rep
RA 2
2005-11-24 – 2010-05-21
KGI Asia Limited Rep
RA 1 RA 4
2005-11-24 – 2010-05-21
KGI Futures (Hong Kong) Limited Rep
RA 2
2005-08-16 – 2005-11-18
CES Commodities (HK) Limited Rep
RA 2
2005-04-26 – 2005-11-18
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALY156