Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

AU Ngai

歐毅
CE ALV387Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

AU Ngai (CE number ALV387) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerJimei Securities Limited
集美證券有限公司

Licence Record (3)

2018-01-16 – present Current
Jimei Securities Limited RO
RA 1
2007-09-04 – 2018-01-08
Chong Hing Commodities And Futures Limited Rep
RA 2
2005-05-06 – 2018-01-08
Chong Hing Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALV387