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LAI Kin Leung

黎健樑
CE ALU692Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Kin Leung (CE number ALU692) is an individual licensed by the Hong Kong SFC. First licensed on 2005-04-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSiegfried Asset Management Limited
齊格飛資產管理有限公司

Licence Record (9)

2021-09-30 – present Current
Siegfried Asset Management Limited RO
RA 1 RA 4 RA 9
2021-08-16 – 2021-09-30
Siegfried Asset Management Limited Rep
RA 1 RA 4 RA 9
2018-05-15 – 2021-07-12
Poly Treasure Holdings Limited RO
RA 1 RA 4 RA 9
2015-09-11 – 2016-07-11
Tenbagger Investment Management (Hong Kong) Limited RO
RA 4 RA 9
2010-05-24 – 2015-09-07
Guo Tong Capital Management Company Limited RO
RA 4 RA 9
2009-09-23 – 2009-10-16
GIP Partners Limited Rep
RA 4 RA 9
2009-02-19 – 2009-09-04
Target Capital Management Limited Rep
RA 4 RA 9
2009-01-16 – 2009-12-10
GIP Partners Limited RO
RA 4 RA 9
2005-04-28 – 2008-06-28
Bright Fund Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALU692