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LAI Vincent Wai Shun

賴偉舜
CE ALU159Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Vincent Wai Shun (CE number ALU159) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKingsway Financial Services Group Limited
滙富金融服務有限公司
Responsible OfficerKingsway SW Asset Management Limited
滙富資產管理有限公司

Licence Record (2)

2008-04-11 – present Current
Kingsway SW Asset Management Limited RO
RA 9
2007-05-18 – present Current
Kingsway Financial Services Group Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALU159