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HSU Fei-Wen

徐斐雯
CE ALR717Licensed IndividualSFO licence active
Official SFC record

HSU Fei-Wen (CE number ALR717) is an individual licensed by the Hong Kong SFC. First licensed on 2005-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (3)

2017-12-01 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2
2007-07-04 – 2017-09-30
Rich Union Securities (H.K.) Limited Rep
RA 1 RA 4
2005-03-07 – 2006-02-23
Grand Cathay Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALR717